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Case
Law Update - July 2012 - September 2012
MISSOURI WORKERS’COMPENSATION
CASE LAW UPDATE
JULY 2012-SEPTEMBER 2012
Top
Each Pre-existing Injury Alone Has to
Meet Threshold for Fund to be Liable for that Injury
Top
Joseph
Salviccio v. Treasurer of the State of Missouri, as Custodian of the Second
Injury Fund, Case No. ED97862
FACTS:
The claimant sustained an injury to his left knee and settled against the
employer for 20% of the left knee. He then pursued benefits against the Second
Injury Fund. The claimant had pre-existing disabilities of 59% of the left
finger, 4% of the body referable to a hernia, 3.5% of the body referable to a
hernia and 20% of the body referable to diabetes. The ALJ found no Fund
liability because none of the claimant’s pre-existing injuries arose to the
level necessary, which was 15% of a major extremity, or 50 weeks for body as a
whole injuries. The Commission found that because the claimant had more than a
single pre-existing PPD, it was necessary to convert all of his pre-existing
disabilities to weeks of compensation and combine them to see if they met or
exceeded the 50 weeks of compensation. The Commission looked to all of the
claimant’s pre-existing disabilities, which amounted to 123 weeks. Therefore,
the Fund was responsible for 12.3 weeks of PPD enhancement.
HOLDING:
The Court concluded that the Statute makes no allowance for combining body as a
whole injuries together, or combining a body as a whole injury with a major
extremity injury. The Court did note that it is acceptable to combine
pre-existing PPD of a major extremity, for instance, PPD of the right wrist and
the right shoulder, which results in 15% of the right arm, which is a major
extremity. The Court found that only the claimant’s diabetes, which was
considered to be 20% PPD, satisfied the 50 weeks of compensation threshold and
could be included in calculating Fund liability. Therefore, the Court concluded
that the Fund was not liable for PPD enhancement due to the claimant’s two
hernias and the injury to his little finger, and was only responsible for
enhancement with respect to the claimant’s diabetes. Please note that this
matter was directly transferred to the Supreme Court.
Dyson
v. Treasurer of the State of Missouri as Custodian of the Second Injury Fund,
Case No. ED97865
FACTS:
On June 23, 2008, the claimant sustained an injury to his right shoulder, which
required surgery. He settled his claim against the employer for 25% PPD of the
right shoulder. He also had a prior neck injury, which he settled against the
employer for 15% PPD and also had a prior right ankle injury. The claimant went
to a hearing against the Fund. The ALJ found that the Fund was responsible for
15% PPD of the body for the pre-existing neck injury and that the Fund was not
responsible for the 7.5% PPD of the right ankle. The claimant filed an
Application for Review, and the Commission found that the Fund was responsible
for the 7.5% PPD of the ankle. The Fund appealed, noting that the 7.5% PPD of
the ankle did not meet the threshold, which was 15% of a major extremity.
HOLDING:
The Court, basically quoting the opinion of the Salviccio Court,
noted that combining or stacking different pre-existing injuries is not
permissible. Only combining pre-existing PPD of a major extremity, for
instance, the right wrist and right shoulder to result in 15% PPD of the right
arm, is permissible. Therefore, the claimant’s 7.5% PPD to his ankle does not
meet the minimum 15% PPD threshold for major extremities, and does not trigger
Fund liability.
The
Court also addressed the Fund’s argument that the claimant’s ankle injury was
not a hindrance or obstacle to his employment. The Court found that Dr.
Volarich noted that the injury was a hindrance to his employment, due to
ongoing pain, particularly with prolonged weight bearing and deep squatting
activities. The Court further noted this was supported by the claimant’s
testimony that he had pain in his ankle, had to wear boots, even in the summer,
to support his ankle, and had discomfort at the end of the day. Therefore, the
Court found that there was sufficient competent and substantial evidence in the
record that the claimant’s injury was a hindrance or obstacle to his
employment. However, because it did not meet the threshold, the Fund was not
liable for the 7.5% PPD of the ankle.
15% Penalty Against Employer Does Not
Apply to Claimant’s Award Against Fund
Terry
Hornbeck v. Spectra Painting, Inc, and the Treasurer of the State of Missouri
as Custodian of the Second Injury Fund, Case No. SC92116
FACTS:
The claimant was a painter and fell from a ladder onto a concrete surface. The
ladder that he fell from was on a makeshift scaffolding platform. The claimant
alleged that his work injury resulted from the employer’s violation of the
Scaffolding Act, and sought application of the 15% statutory violation penalty
under the Statute. The ALJ determined that the employer had not violated the
Scaffolding Act and the 15% penalty was inapplicable. The Commission found that
the employer had violated the Scaffolding Act, and the 15% penalty applied to
the Award against the employer and the Fund.
HOLDING:
The Court found that 15% statutory violation penalty against the employer does
not apply to the claimant’s Award from the Fund. The Court noted that because
the Award issued to the claimant from the Fund is intended to reflect his
pre-existing condition, not the injury caused by his work with the employer, it
would be inappropriate to order the employer to pay a penalty on that Award.
Statutes
in Effect on Claimant’s Date of Injury Govern
Gary Gervich, deceased, and Deborah Gervich, v.
Condaire, Inc. and Treasurer of Missouri as Custodian of the Second Injury
Fund, Case No. SC91727
FACTS:
The claimant sustained a work-related injury on April 6, 2006 while working for
the employer and alleged that he was permanently and totally disabled. While
the claimant’s claim was pending, the legislature in 2008 amended the Workers’
Compensation Statute pertaining to the right of an injured worker’s dependent
to collect continuing compensation when the injured worker dies of causes
unrelated to the work injury. On April 5, 2009, the claimant died from causes
unrelated to his work injury. The Commission found that the claimant’s right to
total disability benefits terminated at the time of his death because
his wife’s right to such benefits had not Avested’
prior to the 2008 statutory amendments that eliminated dependents from the
definition of an employee.
HOLDING: The Court found that the Statutes in effect
at the time of the claimant’s injury, which was April 6, 2006, governed. Those
Statutes provided that the dependents of an injured worker who was receiving
permanent total disability benefits would continue to receive those benefits
when the claimant died of causes unrelated to the work injury. Furthermore, the
Statute stated that a claimant’s dependents are determined at the time of the
injury and include the spouse of an injured worker. Therefore, the Commission
was not authorized to deny such benefits to the claimant’s widow. The Court
reversed and remanded the Commission’s decision noting that the claimant’s
widow’s status as a dependent was set on the date of her husband’s injury, and
she fit within the statutory definition of an employee in effect on the date of
injury. Therefore, she is entitled to receive continuing permanent total
disability benefits as his dependent.
Willie
White v. University of Missouri - Kansas City and Treasurer of the State of
Missouri - Custodian of the Second Injury Fund, Case No. WD74081
FACTS:
The claimant was injured on June 11, 2007 and filed a claim for PPD against his
employer and the Fund on June 17, 2008. On September 30, 2009, the claimant
amended his claim alleging permanent and total disability. An ALJ determined
the claimant was permanently and totally disabled as a result of his work
injury in combination with his pre-existing disability. The ALJ denied the
claim for benefits for his wife, asserted under Schoemehl v. Treasurer,
in which the Court found that dependents continue to receive benefits when the
claimant dies of causes unrelated to the work injury. The ALJ noted that the
claimant’s claim was not amended to a permanent disability claim until after Schoemehl
was abrogated by the 2008 amendments. The Commission concluded the Fund was
responsible for the claimant’s PTD benefits, and the claimant’s wife qualified
for application of the Schoemehl case. The Fund appealed arguing that
because the injured employee was not deceased, dependent benefits cannot Avest’ until the injured employee is
deceased.
HOLDING:
The Court noted that in Gervich v. Condaire the Court found that the
Statutes in effect at the time of the injury govern whether his/her dependent
was entitled to receive disability benefits, not the Statutes on the date of
death. The Court found that even though the claimant’s wife’s dependency status
was determined prior to the date of the statutory amendments in 2008, her right
to receive these benefits remains contingent and cannot be adjudicated. The
Court determined that because the claimant was still alive and his wife cannot
be substituted as an employee for him at this stage, she is not entitled to
receive benefits under Schoemehl at this time.
COMMISSION DECISIONS
New
Law
Top
Pre-existing
Disability Irrelevant if Last Injury Alone Renders Claimant PTD
In
Mackey v. Superior Cartage, Inc. and Treasurer of Missouri as Custodian
of Second Injury Fund, Injury No.: 09-065400, the claimant sustained an
injury to his lower back, which required surgery, and he settled his claim with
the employer for 23.5% PPD of the body. The claimant also had a prior shoulder
injury which he settled for 56% PPD of the left shoulder. He then went against
the Fund for permanent total disability benefits. The ALJ found that the Fund
was responsible for benefits. The Commission reversed the ALJ’s decision,
stating that the ALJ failed to look to the last injury alone before considering
the claimant’s pre-existing disabling conditions. The evidence revealed that
the claimant had considerable disabilities that resulted from his primary
August 2009 low back injury, including daily pain and medication, the inability
to sleep, use of a cane and the inability to walk for more than 5 - 10 minutes.
The Commission noted that when determining whether the Fund has any liability,
it must first determine the degree of disability from the last injury
considered alone. Pre-existing disabilities are irrelevant until this
determination is made. If the last injury, in and of itself, rendered the
claimant permanently and totally disabled, then the Fund has no liability, and
the employer is responsible for all compensation. The Commission found that the
effects of the primary injury considered alone, in isolation, rendered the
claimant permanently and totally disabled, and therefore, the Fund had no
liability.
Top
Pre-existing
Condition of Diabetes was Hindrance or Obstacle Even Though It Was Controlled
In
Bollinger v. The Education Institute and Treasurer of Missouri as
Custodian of Second Injury Fund, Injury No.: 08-120375, the claimant
sustained a compensable right knee injury on September 16, 2008. He settled his
claim against the employer and proceeded to a hearing against the Fund. The ALJ
found that the claimant’s pre-existing diabetes was not a hindrance or obstacle
to employment at the time of the primary injury, because at the time of his
primary injury his diabetes was not out of control, even though at the time of
the hearing it was out of control. The Commission disagreed because they were
convinced that a cautious employer could reasonably perceive the claimant’s
diabetes as having the potential to combine with a work-related injury so as to
produce a greater degree of disability then would occur in the absence of such
condition. The Commission further noted that the claimant’s diabetes negatively
impacted his treatment leading to delays while doctors tried to get his
diabetes under control. Therefore, the claimant’s diabetes in fact hampered his
ability to recover from the work injury, and thus exposed a perspective
employer to more liability than otherwise would have resulted from the work
injury. Therefore, the Commission concluded that the claimant’s diabetes is
precisely the sort of pre-existing condition that the legislature had in mind
when the Fund was created.
Top
Fall
Not Compensable Because Claimant Failed to Prove In Course and Scope of
Employment
In
Burt v. Reckitt Benckiser, Injury No.: 10-009704, the claimant
did not remember any of the circumstances surrounding his fall. There were no
witnesses to the fall and the only firsthand account of the incident was from a
woman who saw the claimant sliding down the stairs just after the fall had
occurred. The last thing the claimant remembered prior to his fall was looking
at a clock. He did not recall going up the stairs and did not recall falling
down the stairs. The ALJ noted that it was pure speculation as to where the
claimant was located on the stairs when he first began to fall, and there was
no evidence that he slipped or that he had fallen because of the lack of a
guard. Therefore, the ALJ found the claimant failed to carry his burden of
proof that he experienced an injury by accident arising out of and in the
course of employment, since he experienced an idiopathic cause which resulted
in his injury.
The
Commission agreed with the ALJ’s conclusion but disagreed with the analysis.
The Commission noted that when an employer defends on the ground that there was
an idiopathic cause, the first step in the analysis is to ask did the claimant
sustain an accident arising out of and in the course of employment, and if so,
did the accident result in personal injuries. Then, if so, did the employer
prove the injuries resulted directly or indirectly from idiopathic causes, and
if so, the injuries are not compensable under the Statute. The Commission noted
that the claimant failed to prove that he sustained an accident arising out of
and in the course of employment because he did not prove that his injury came
from a hazard or risk unrelated to the employment, to which workers would have
been equally exposed to outside and unrelated to the employment, in normal non-employment
life. In essence, the claimant failed to prove that his fall was related to the
fact that he was on the stairs. Therefore, an analysis as to whether the
claimant’s injuries resulted directly or indirectly from an idiopathic cause
was improper.
Top
Claim
Denied Because Claimant Not Credible
In
Meachum v. Dana Corporation, Injury No.: 07-034564, the ALJ found
that the claimant sustained an injury to her low back by reaching into a basket
and pulling out parts, which caused an L5-S1 disc herniation, and she sustained
15% PPD as a result of her injury. The Commission reversed the ALJ because they
found that the claimant’s testimony was not credible. The Commission found that
the claimant’s testimony was in stark contrast to the medical records, which
noted the claimant had longstanding problems with her back and she had reported
low back problems before the work accident. Also, in the medical records, there
was no mention of the claimant reporting a work injury. There were multiple
practitioners’ records that noted a long history of back problems and failed to
mention a work injury at all. Furthermore, the claimant testified that she had
no memory of the circumstances surrounding her prior low back pain. She then
testified that she was Afine’
up until her March 23, 2007 injury. The Commission failed to see how the
claimant was able to reconcile an inability to remember anything at all about
her back before the work injury with a belief that her back was doing fine up
until the date of the alleged accident. The Commission further noted that the
claimant’s inability to remember anything about her low back condition before
her injury cast doubt on her testimony as a whole. Therefore, the claimant’s
testimony regarding her March 23, 2007 incident lacked credibility, and she
failed to meet her burden of proof. Therefore, the Commission found the
claimant did not sustain an accident at work on March 23, 2007.
In
Parmeter v. Ramey’s Automotive Machine Service, Injury No.:
07-016489, the ALJ found that the claimant failed to establish a
compensable accident, and therefore, denied the claim. The claimant alleged
that on January 16, 2007, he leaned over to pick up an engine head at work and
felt a snap in his groin. At the hearing before the ALJ, the claimant
acknowledged that he didn’t remember the actual date that this happened. There
were numerous contradictions between the claimant’s account of what occurred
and his statements set forth in the medical records. Also, the claimant’s
supervisor and two of his co-workers each denied that the claimant reported or
otherwise complained of a back or groin injury on or about January 16, 2007. In
light of the numerous inconsistencies and concerns identified by the ALJ, the
Commission also found that the claimant lacked credibility as to the
circumstances of the alleged accident and affirmed the decision of the ALJ.
Top
Claimant
Can Attempt to Prove Causal Connection Between Two Incidents Even Though Two
Separate Claims Filed
In
Pease v. Stockton R1 Public School, Injury No.: 07-080701, the
claimant sustained an injury to her right knee when she fell at work in August
2007. Her treatment included surgery, after which she used a walker consistent
with the treating doctor’s recommendations. In April 2008, the claimant fell
again when she lost control of the walker while trying to open a door, and she
sustained an injury to her left knee and elbow as a result of the fall. The ALJ
found the April 2008 fall was a natural consequence of the 2007 injury, and
included the injury to her knee and elbow from the 2008 fall in his determination
as to the nature and extent of the employer’s liability for the 2007 work
injury. On appeal, the employer argued that since the claimant filed a separate
claim for the 2008 fall, and because the 2008 fall met the criteria for an
accident under the Statute, the claimant is precluded from proving a causal
connection between the 2007 and 2008 events.
The
Commission found that the employer’s argument failed. The Commission noted that
the Courts have held that when a compensable work injury is found to have
occurred, every natural consequence that flows from that injury, including a
distinct disability to another area of the body, is compensable as a direct and
natural result of the primary or original injury. The Commission noted that the
claimant is not prohibited from showing a causal connection between the
incidents simply because separate claims were filed. Therefore, the claimant
was entitled to make her case that the 2008 fall was a natural consequence of
the 2007 work injury, despite filing a claim for both incidents.
Top
Doctor
Found Not Credible Because He Did Not Review Records From Prior Injury
In
Doss v. St. Louis Public School, Injury No.: 07-124868, the
claimant had numerous pre-existing conditions. He had two laminectomies along
with fusions, one at L4-5 and another at L3-4. He also settled a workers’
compensation claim for 7.5% PPD of the body and 6% PPD of the right knee. On
December 21, 2007, the claimant sustained an accident at work when he slipped
and fell in the school hallway. He treated at Concentra and was diagnosed with
a lumbar strain. The claimant was then sent to a physiatrist for pain management.
At the time of the hearing, he was still seeing pain management doctors for
epidural steroid injections. The claimant noted that prior to his December 2007
injury, he could do a variety of activities. However, after this injury, he was
unable to walk more than 10 feet before feeling pain. Dr. Doll, the doctor for
the employer, opined that the December 2007 fall was not the prevailing factor
in causing the claimant’s current condition. Dr. Doll did not review any of the
prior medical records, but testified that he believed that he had enough
background to make a determination to a reasonable degree of medical certainty.
The Commission was not persuaded.
The
Commission noted that the claimant had an extensive and complicated history
with regard to his low back and it did not believe that Dr. Doll could render a
medical causation opinion without seeing any of the records from his prior
treatment. Therefore, the Commission found Dr. Poetz, the doctor for the employee,
more credible. Dr. Poetz opined that the December 2007 fall was the prevailing
factor in causing the claimant’s condition, therefore the Commission found that
the claimant met his burden proving that his accident was the prevailing factor
in causing both the resulting medical condition and disability.
Top
Claim
Denied Because Untimely Filed
In
Johnston v. ABC Seamless Siding & Windows, Inc. (Uninsured),
Injury No.: 07-135219, the claimant was working for Jeremy Atchley, who was
an independent contractor performing work for the alleged employer, ABC
Seamless Siding & Windows (ABC). The ALJ found that Mr. Atchley was an
employer because he held himself out as a contractor, and agreed to pay the
claimant at an hourly rate. The ALJ determined that Mr. Atchley was the direct
employer of the claimant, and ABC was liable to the claimant as a statutory
employer. Both Mr. Atchley and ABC were uninsured. The claimant only filed a
claim against ABC, and the issue here is whether the claimant timely filed his
Claim against ABC. The ALJ found that the claim was not timely filed, and
therefore, the claim was denied.
The
owner of ABC testified that Mr. Atchley did not talk to him about the claimant’s
accident. It was also noted that ABC did not make any payments on his claim.
The claimant filed an original Claim against ABC Roofing & Contracting (not
the correct employer) on February 27, 2009. He filed an amended Claim on
December 20, 2010, listing ABC Seamless Siding & Windows. The Statute of
Limitations begins to run after the last payment was made on the claim, and in
this case no payments were made on the June 21, 2007 injury by the direct
employer, Mr. Atchley, or the statutory employer, ABC. Since a Report of Injury
was not filed, the applicable three year Statute of Limitations began to run on
the claimant’s date of injury. Therefore, the claimant had until June 22, 2010
to file his claim. The Commission agreed with the ALJ and found that because
ABC did not become a party to this case until December 20, 2010, the claimant
did not file a timely claim against the statutory employer and his claim was
denied.
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